Summer 2023 Undergraduate Intern - Social Sciences (Psychology, Criminal Justice)
Job Description Summary
FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of our employees.. If you would like to contribute to our important mission and work collegially in a professional organization that values intelligence, integrity and initiative, then consider an Internship with FINRA.
Possible activities and responsibilities include:
- Assisting investigators and managers with the investigative processes,
- Analysis of data forensic, trade data and other evidence obtained in connection with Financial Crimes investigations.
- Assisting in reviewing and analyzing conduct violations
- Assisting with reviewing, analyzing, and comparing documents and information on firm finances, policies, procedures, practices, and products to security industry rules, regulations and guidelines.
- Assisting in preparing memoranda and reports regarding investigations.
- Collecting, preparing and itemizing exhibits for reports of investigations.
- Assisting in collecting historical pricing data utilizing market trade data and prepare FINRA's examination schedules.
- Performing research on various matters
Education/Experience
- Must be enrolled as a Junior or Senior working toward a Bachelor's degree
- Well-developed interpersonal skills; excellent verbal and written communication skills
- Research and analytical skills
- Demonstrated organizational skills and the ability to multi-task
- Attention to detail
- Ability to work independently and make decisions, and to maintain a high level of confidentiality regarding sensitive material
- Proficiency of Windows PC environment as well as full suite of office software applications (such as MS Word and Excel)
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